WebBCom finance + RE1 + RE. 3 year in managing an investment company obtained 3 years ago. No experience. ii. Judgement for driving under the influence and he received a fine. Completed class of business training for Investments. Certified Financial Planner + RE1 + RE3+ RE. 1 year in managing an equity investment company in London from 2012 WebRE1 Training Manual–Updated March 2024 15development for key individuals. 15 Verify that the record keeping required for S the on-going meeting of fit and proper requirements for key individuals is in place. 5 Manage and oversee the operational ability of the FSP 1 Describe the operational ability requirements prescribed in the FAIS Act.
RE Exam Workshop Venues - RE Exam Preparation Workshops
WebTo access the reading material from INSETA/BANKSETA for regulatory exams updated in April 2024, which should be used with the RSC online or classroom training programs, click on the following links: RE1_Key_Individual_Final. RE5_Representative_Final. Use this reading material when preparing for the regulatory exams and please note you will need ... WebMar 30, 2015 · To register for the Key Individual Exam, RE 1, or the Representative Exam, RE 5, you will need your ID or passport number, date of birth, FSP number as well as personal, … smart land buys
FAIS FIT AND PROPER INFORMATION GUIDE
WebRE1 FIRST LEVEL FSB REGULATORY EXAMINATION: FSPs (sole proprietors) and Key Individuals in Categories I, II, IIA, III and IV - RE5 FIRST LEVEL FSB REGULATORY EXAMINATION - More activity by... WebRE1: FSPs and Key Individuals in all Categories of FSPs: This examination applies to FSPs, Key Individuals and Compliance Officers in Categories I, II, IIA, III and IV of FSPs. The … WebKey Individual (KI) CAT II. Dante Personnel 4,2. Pretoria, Gauteng. Minimum NQF level 5 in Finance, Business, and or Wealth Management. Min 5 Years FSP management … hillside landing b\u0026b digby nova scotia